Rick Fulton

Rick Fulton serves as Chief Risk and Audit Officer at Equiti Group, a multi-asset broker and fintech provider. Over the past two years, he has built a high-performing risk management function that strengthened the firm's capabilities in market, credit, and enterprise risk oversight.

Rick is a member of the UK's Chartered Institute of Management Accountants, bringing deep expertise in financial governance and compliance. He has held senior positions or served as CFO at some of the world's largest institutions – including Deutsche Bank, Royal Bank of Scotland and ABN Amro.

Career history

• Chief Risk and Audit Officer, Equiti Group (2023–present)
• Regional Chief Financial Officer - Asia and Oceania, Managing Director, Daiwa Capital Markets Hong Kong (2010–2016)
• Head of Finance, Global Banking and Markets Asset Protection Scheme, Royal Bank of Scotland Group (2008–2010)
• Business Unit Controller for Global Emerging Markets and Proprietary Trading Businesses, Deutsche Bank (2004–2008)
• Chief Financial Officer, ABN AMRO Bank Zurich (2001–2004)
• Chief Financial Officer, Ayondo (2016)

What Rick Fulton could bring to Chief Risk and Audit Officer at Equiti Group: With extensive experience managing risk and finance at major global institutions spanning investment banking, derivatives trading, and emerging markets exposure, Fulton is well-positioned to strengthen Equiti's governance framework and risk management capabilities. His track record building high-performing risk functions aligned with regulatory standards across multiple jurisdictions positions him to safeguard the firm's growth during international expansion.